During the first thirty-five years of the twentieth
century,
the publishing houses of America printed more
than a fifth of a million different books. Most of them
were deadly dull, and many were financial failures.
“Many,” did I say? The president of one of the largest
publishing houses in the world confessed to me that his
company, after seventy-five years of publishing experience,
still lost money on seven out of every eight books
it published.
Why, then, did I have the temerity to write another
book? And, after I had written it, why should you bother
to read it?
Fair questions, both; and I'll try to answer them.
I have, since 1912, been conducting educational
courses for business and professional men and women
in New York. At first, I conducted courses in public
speaking only - courses designed to train adults, by actual
experience, to think on their feet and express their
ideas with more clarity, more effectiveness and more
poise, both in business interviews and before groups.
But gradually, as the seasons passed, I realized that as
sorely as these adults needed training in effective speaking,
they needed still more training in the fine art of
getting along with people in everyday business and social
contacts.
I also gradually realized that I was sorely in need of
such training myself. As I look back across the years, I
am appalled at my own frequent lack of finesse and
understanding. How I wish a book such as this had been
placed in my hands twenty years ago! What a priceless
boon it would have been.
Dealing with people is probably the biggest problem
you face, especially if you are in business. Yes, and that
is also true if you are a housewife, architect or engineer.
Research done a few years ago under the auspices of the
Carnegie Foundation for the Advancement of Teaching
uncovered a most important and significant fact - a fact
later confirmed by additional studies made at the Carnegie
Institute of Technology. These investigations revealed
that even in such technical lines as engineering,
about 15 percent of one's financial success is due to
one’s technical knowledge and about 85 percent is due
to skill in human engineering-to personality and the
ability to lead people.
For many years, I conducted courses each season at
the Engineers’ Club of Philadelphia, and also courses
for the New York Chapter of the American Institute of
Electrical Engineers. A total of probably more than fifteen
hundred engineers have passed through my
classes. They came to me because they had finally realized,
after years of observation and experience, that the
highest-paid personnel in engineering are frequently
not those who know the most about engineering. One
can for example, hire mere technical ability in engineering,
accountancy, architecture or any other profession
at nominal salaries. But the person who has
technical knowledge plus the ability to express ideas, to
assume leadership, and to arouse enthusiasm among
people-that person is headed for higher earning power.
In the heyday of his activity, John D. Rockefeller said
that “the ability to deal with people is as purchasable a
commodity as sugar or coffee.” “And I will pay more for
that ability,” said John D., “than for any other under the
sun.”
Wouldn’t you suppose that every college in the land
would conduct courses to develop the highest-priced
ability under the sun? But if there is just one practical,
common-sense course of that kind given for adults in
even one college in the land, it has escaped my attention
up to the present writing.
The University of Chicago and the United Y. M. C. A.
Schools conducted a survey to determine what adults
want to study.
That survey cost $25,000 and took two years. The last
part of the survey was made in Meriden, Connecticut. It
had been chosen as a typical American town. Every
adult in Meriden was interviewed and requested to answer
156 questions-questions such as “What is your
business or profession? Your education? How do you
spend your spare time? What is your income? Your hobbies?
Your ambitions? Your problems? What subjects are
you most interested in studying?” And so on. That survey
revealed that health is the prime interest of adults
and that their second interest is people; how to understand
and get along with people; how to make people
like you; and how to win others to your way of thinking.
So the committee conducting this survey resolved to
conduct such a course for adults in Meriden. They
searched diligently for a practical textbook on the subject
and found-not one. Finally they approached one of
the world’s outstanding authorities on adult education
and asked him if he knew of any book that met the needs
of this group, “No,” he replied, "I know what those
adults want. But the book they need has never been
written.”
I knew from experience that this statement was true,
for I myself had been searching for years to discover a
practical, working handbook on human relations.
Since no such book existed, I have tried to write one
for use in my own courses. And here it is. I hope you
like it.
In preparation for this book, I read everything that I
could find on the subject - everything from newspaper
columns, magazine articles, records of the family courts,
the writings of the old philosophers and the new
psychologists. In addition, I hired a trained researcher to
spend one and a half years in various libraries reading
everything I had missed, plowing through erudite tomes
on psychology, poring over hundreds of magazine articles,
searching through countless biographies, trying to
ascertain how the great leaders of all ages had dealt with
people. We read their biographies, We read the life stories
of all great leaders from Julius Caesar to Thomas Edison.
I recall that we read over one hundred biographies
of Theodore Roosevelt alone. We were determined
to spare no time, no expense, to discover every
practical idea that anyone had ever used throughout the
ages for winning friends and influencing people.
I personally interviewed scores of successful people,
some of them world-famous-inventors like Marconi
and Edison; political leaders like Franklin D. Roosevelt
and James Farley; business leaders like Owen D.
Young; movie stars like Clark Gable and Mary Pickford;
and explorers like Martin Johnson-and tried to discover
the techniques they used in human relations.
From all this material, I prepared a short talk. I called
it “How to Win Friends and Influence People.” I say
“short.” It was short in the beginning, but it soon
expanded to a lecture that consumed one hour and thirty
minutes. For years, I gave this talk each season to the
adults in the Carnegie Institute courses in New York.
I gave the talk and urged the listeners to go out and
test it in their business and social contacts, and then
come back to class and speak about their experiences
and the results they had achieved. What an interesting
assignment! These men and women, hungry for self improvement,
were fascinated by the idea of working in a
new kind of laboratory - the first and only laboratory of
human relationships for adults that had ever existed.
This book wasn’t written in the usual sense of the
word. It grew as a child grows. It grew and developed
out of that laboratory, out of the experiences of thousands
of adults.
Years ago, we started with a set of rules printed on a
card no larger than a postcard. The next season we
printed a larger card, then a leaflet, then a series of booklets,
each one expanding in size and scope. After fifteen
years of experiment and research came this book.
The rules we have set down here are not mere theories
or guesswork. They work like magic. Incredible as
it sounds, I have seen the application of these principles
literally revolutionize the lives of many people.
To illustrate: A man with 314 employees joined one of
these courses. For years, he had driven and criticized
and condemned his employees without stint or discretion.
Kindness, words of appreciation and encouragement
were alien to his lips. After studying the principles
discussed in this book, this employer sharply altered his
philosophy of life. His organization is now inspired with
a new loyalty, a new enthusiasm, a new spirit of teamwork.
Three hundred and fourteen enemies have been
turned into 314 friends. As he proudly said in a speech
before the class: “When I used to walk through my establishment,
no one greeted me. My employees actually
looked the other way when they saw me approaching.
But now they are all my friends and even the janitor
calls me by my first name.”
This employer gained more profit, more leisure and what is infinitely more important he found far more
happiness in his business and in his home.
Countless numbers of salespeople have sharply increased
their sales by the use of these principles. Many
have opened up new accounts - accounts that they had
formerly solicited in vain. Executives have been given
increased authority, increased pay. One executive reported
a large increase in salary because he applied
these truths. Another, an executive in the Philadelphia
Gas Works Company, was slated for demotion when he
was sixty-five because of his belligerence, because of his
inability to lead people skillfully. This training not only
saved him from the demotion but brought him a promotion
with increased pay.
On innumerable occasions, spouses attending the banquet
given at the end of the course have told me that
their homes have been much happier since their husbands
or wives started this training.
People are frequently astonished at the new results
they achieve. It all seems like magic. In some cases, in
their enthusiasm, they have telephoned me at my home
on Sundays because they couldn’t wait forty-eight hours
to report their achievements at the regular session of the
course.
One man was so stirred by a talk on these principles
that he sat far into the night discussing them with other
members of the class. At three o’clock in the morning,
the others went home. But he was so shaken by a realization
of his own mistakes, so inspired by the vista of a
new and richer world opening before him, that he was
unable to sleep. He didn’t sleep that night or the next
day or the next night.
Who was he? A naive, untrained individual ready to
gush over any new theory that came along? No, Far from
it. He was a sophisticated, blasé dealer in art, very much
the man about town, who spoke three languages fluently
and was a graduate of two European universities.
While writing this chapter, I received a letter from a
German of the old school, an aristocrat whose forebears
had served for generations as professional army officers
under the Hohenzollerns. His letter, written from a
transatlantic steamer, telling about the application of
these principles, rose almost to a religious fervor.
Another man, an old New Yorker, a Harvard graduate,
a wealthy man, the owner of a large carpet factory, declared
he had learned more in fourteen weeks through
this system of training about the fine art of influencing
people than he had learned about the same subject during
his four years in college. Absurd? Laughable? Fantastic?
Of course, you are privileged to dismiss this
statement with whatever adjective you wish. I am
merely reporting, without comment, a declaration made
by a conservative and eminently successful Harvard
graduate in a public address to approximately six
hundred people at the Yale Club in New York on the
evening of Thursday, February 23, 1933.
“Compared to what we ought to be,” said the famous
Professor William James of Harvard, “compared to what
we ought to be, we are only half awake. We are making
use of only a small part of our physical and mental resources.
Stating the thing broadly, the human individual
thus lives far within his limits. He possesses powers of
various sorts which he habitually fails to use,”
Those powers which you “habitually fail to use”! The
sole purpose of this book is to help you discover, develop
and profit by those dormant and unused assets,
“Education,” said Dr. John G. Hibben, former president
of Princeton University, “is the ability to meet life’s
situations,”
If by the time you have finished reading the first three
chapters of this book- if you aren’t then a little better
equipped to meet life’s situations, then I shall consider
this book to be a total failure so far as you are concerned.
For “the great aim of education,” said Herbert Spencer,
“is not knowledge but action.”
And this is an action book.